====== Block 12 - Capacitors and Capacitance ======
===== Learning objectives =====
After this 90-minute block, you can
- define a **capacitor** and **capacitance** $C$ and use it for an ideal plate capacitor, including unit checks $[C]={\rm F}$.
- relate fields and material.
- compute $C$ for key geometries (parallel plates, coaxial, spherical) and explain how $A$, $d$, $\varepsilon_{\rm r}$ scale $C$.
===== Preparation at Home =====
Well, again
* read through the present chapter and write down anything you did not understand.
* Also here, there are some clips for more clarification under 'Embedded resources' (check the text above/below, sometimes only part of the clip is interesting).
For checking your understanding please do the following exercises:
* ...
===== 90-minute plan =====
- Warm-up (8 min):
- Quick recall quiz: $C=\dfrac{Q}{U}$, $\vec{D}=\varepsilon\vec{E}$, units of $E$ (${\rm V/m}$), $D$ (${\rm C/m^2}$).
- Estimate: how $C$ changes when $A$ doubles or $d$ halves (plate model).
- Core concepts & derivations (60 min):
- From fields to $C$ (plate capacitor): $U=\int\vec{E}\cdot{\rm d}\vec{s}=E\,d$, $Q=\oint\vec{D}\cdot{\rm d}\vec{A}=D\,A$, $\Rightarrow C=\varepsilon_0\varepsilon_{\rm r}\dfrac{A}{d}$. Dimensional check: $[\varepsilon_0\varepsilon_{\rm r}A/d]={\rm F}$.
- Other geometries: coaxial and spherical capacitor formulas; where fields are highest (edge intuition kept qualitative).
- Practice (20 min):
- Mini-calcs: (i) $C$ of given $A,d,\varepsilon_{\rm r}$; (ii) coaxial $C$ per length; (iii) allowable $U$ from $E_0$ and $d$; (iv) energy at given $U$.
- Discuss the provided “glass plate in capacitor” task.
- Wrap-up (2 min): Summary box + pitfalls checklist; connect to next block (capacitor circuits).
===== Conceptual overview =====
- A **capacitor** is two conductors separated by a dielectric. It stores **charge** and **energy** in the electric field; no conduction current flows through the ideal dielectric. :contentReference[oaicite:15]{index=15}
- **Capacitance** measures how much charge per volt: $C=\dfrac{Q}{U}$. For parallel plates, $C=\varepsilon_0\varepsilon_{\rm r}\dfrac{A}{d}$ → increase $A$ or $\varepsilon_{\rm r}$, decrease $d$ to raise $C$. :contentReference[oaicite:16]{index=16}
- **Other geometries:** Closed forms exist for coaxial and spherical capacitors; useful as building blocks and for cables/sensors. :contentReference[oaicite:18]{index=18}
===== Core content =====
==== Capacitor ====
* A capacitor can "store" charges. The total charge of a two-plate capacitor is in general 0.
* From the mechanical point of view a capacitor has two electrodes (= conductive areas), which are separated by a dielectric (= non-conductor).
* In a capacitor an electric field can be established without charge carriers moving internally.
* The characteristic of the capacitor is the capacitance $C$.
* In addition to the capacitance, every capacitor also has resistance and inductance. However, both of these are usually very small and are neglected for an ideal capacitor.
* Examples of capacitor are
* the electrical component "capacitor",
* an open switch,
* a wire related to ground,
* a human being
$\rightarrow$ Thus, for any arrangement of two conductors separated by an insulating material, a capacitance can be specified.
==== Capacitance $C$ ====
The capacitance $C$ can be derived as follows:
- A plate capacitor has a nearly homogenious field. \\ Therefore, it is given for the voltage: \\ $$U = \int \vec{E} {\rm d} \vec{s} = E \cdot l$$ \\ and hence \\ $$E= {{U}\over{l}}$$ or with $D = \varepsilon_0 \cdot \varepsilon_{ \rm r} \cdot E $ $$D= \varepsilon_0 \cdot \varepsilon_{ \rm r} \cdot {{U}\over{l}}$$
- Furthermore, the charge $Q$ can be given as $${Q= \rlap{\Large \rlap{\int_A} \int} \, \LARGE \circ} \; \vec{D} \cdot {\rm d} \vec{A} $$ The idealizion for the plate capacitor leads to: $$Q=D \cdot A$$.
- Thus, the charge $Q$ is given by: \begin{align*} Q = \varepsilon_0 \cdot \varepsilon_{ \rm r} \cdot {{U}\over{l}} \cdot A \end{align*}
- This means that $Q \sim U$, given the geometry (i.e., $A$ and $d$) and the dielectric ($\varepsilon_{ \rm r} $).
- So it is reasonable to determine a proportionality factor ${{Q}\over{U}}$.
The capacitance $C$ of an idealized plate capacitor is defined as
\begin{align*}
\boxed{C = \varepsilon_0 \cdot \varepsilon_{ \rm r} \cdot {{A}\over{l}} = {{Q}\over{U}}}
\end{align*}
Some of the main results here are:
* The capacity can be increased by increasing the dielectric constant $\varepsilon_{ \rm r} $, given the the same geometry.
* As near together the plates are as higher the capacity will be.
* As larger the area as higher the capacity will be.
This relationship can be examined in more detail in the following simulation:
--> Capacitor lab#
If the simulation is not displayed optimally, [[https://phet.colorado.edu/sims/cheerpj/capacitor-lab/latest/capacitor-lab.html?simulation=capacitor-lab&locale=de|this link]] can be used.
{{url>https://phet.colorado.edu/sims/cheerpj/capacitor-lab/latest/capacitor-lab.html?simulation=capacitor-lab&locale=de 900,800 noborder}}
<--
The shows the topology of the electric field inside a plate capacitor.
{{url>https://www.falstad.com/vector2de/vector2de.html?f=ChargedPlateDipole&fc=Floor%3A%20field%20magnitude&fl=Overlay%3A%20equipotentials&d=vectors&m=Mouse%20%3D%20Adjust%20Angle&st=20&vd=32&a1=63&a2=16&rx=77&ry=5&rz=107&zm=1.165 600,400 noborder}}
==== Symbols ====
* The symbol of a general capacitor is given be two parallel lines nearby each other. \\
* Since **electrolytic capacitors** can only withstand voltage in one direction, the **polarisation** is often shown by a curved electrode (US) or a unfilled one (EU). \\ Be aware that electrolytic capacitors can explode, once used in the wrong direction.
{{drawio>electrical_engineering_and_electronics_1:CapSymbols01.svg}}
==== Designs and types of capacitors ====
To calculate the capacitance of different designs, the definition equations of $\vec{D}$ and $\vec{E}$ are used. This can be viewed in detail, e.g., in [[https://www.youtube.com/watch?v=kAXg1xMkR_4&ab_channel=PatrickKaploo|this video]]. \\ Based on the geometry, different equations result (see also ).
{{drawio>GeometryCapacitors.svg}}
^Shape of the Capacitor^ Parameter ^ Equation for the Capacity ^
|plate capacitor | area $A$ of plate \\ distance $l$ between plates | \begin{align*}C = \varepsilon_0 \cdot \varepsilon_{ \rm r} \cdot {{A}\over{l}} \end{align*}|
|cylinder capacitor |radius of outer conductor $R_{ \rm o}$ \\ radius of inner conductor $R_{ \rm i}$ \\ length $l$ | \begin{align*}C = \varepsilon_0 \cdot \varepsilon_{ \rm r} \cdot 2\pi {{l}\over{{\rm ln} \left({{R_{ \rm o}}\over{R_{ \rm i}}}\right)}} \end{align*}|
|spherical capacitor |radius of outer spherical conductor $R_{ \rm o}$ \\ radius of inner spherical conductor $R_{ \rm i}$ | \begin{align*}C = \varepsilon_0 \cdot \varepsilon_{ \rm r} \cdot 4 \pi {{R_{ \rm i} \cdot R_{ \rm o}}\over{R_{ \rm o} - R_{ \rm i}}} \end{align*} |
~~PAGEBREAK~~ ~~CLEARFIX~~
{{drawio>DesignsCapacitors.svg}}
In different designs of capacitors can be seen:
- **{{wp>variable_capacitor|rotary variable capacitor}}** (also variable capacitor or trim capacitor).
- A variable capacitor consists of two sets of plates: a fixed set and a movable set (stator and rotor). These represent the two electrodes.
- The movable set can be rotated radially into the fixed set. This covers a certain area of $A$.
- The size of the area is increased by the number of plates. Nevertheless, only small capacities are possible because of the necessary distance.
- Air is usually used as the dielectric; occasionally, small plastic or ceramic plates are used to increase the dielectric constant.
- **{{wp>Ceramic_capacitor#Multi-layer_ceramic_capacitors_(MLCC)|multilayer capacitor}}**
- In the multilayer capacitor, there are again two electrodes. Here, too, the area $A$ (and thus the capacitance $C$) is multiplied by the finger-shaped interlocking.
- Ceramic is used here as the dielectric.
- The multilayer ceramic capacitor is also referred to as KerKo or MLCC.
- The variant shown in (2) is an SMD variant (surface mound device).
- Disk capacitor
- A ceramic is also used as a dielectric for the disk capacitor. This is positioned as a round disc between two electrodes.
- Disc capacitors are designed for higher voltages, but have a low capacitance (in the microfarad range).
- **{{wp>Electrolytic capacitor}}**, in German also referred to as //Elko// for //__El__ektrolyt__ko__ndensator//
- In electrolytic capacitors, the dielectric is an oxide layer formed on the metallic electrode. The second electrode is the liquid or solid electrolyte.
- Different metals can be used as the oxidized electrode, e.g., aluminum, tantalum, or niobium.
- Because the oxide layer is very thin, a very high capacitance results (depending on the size: up to a few millifarads).
- Important for the application is that it is a polarized capacitor. I.e., it may only be operated in one direction with DC voltage. Otherwise, a current can flow through the capacitor, which destroys it and is usually accompanied by an explosive expansion of the electrolyte. To avoid reverse polarity, the negative pole is marked with a dash.
- The electrolytic capacitor is built up wrapped, and often has a cross-shaped predetermined breaking point at the top for gas leakage.
- **{{wp>film capacitor}}**, in German also referred to as //Folko//, for //__Fol__ien__ko__ndensator//.
- A material similar to a "chip bag" is used as an insulator: a plastic film with a thin, metalized layer.
- The construction shows a high pulse load capacitance and low internal ohmic losses.
- In the event of an electrical breakdown, the foil enables "self-healing": the metal coating evaporates locally around the breakdown. Thus the short-circuit is canceled again.
- With some manufacturers, this type is referred to as MKS (__M__metallized foil__c__capacitor, Polye__s__ter).
- **{{wp>Supercapacitor}}** (engl. Super-Caps)
- As a dielectric is - similar to the electrolytic capacitor - very thin. In the actual sense, there is no dielectric at all.
- The charges are not only stored in the electrode, but - similar to a battery - the charges are transferred into the electrolyte. Due to the polarization of the charges, they surround themselves with a thin (atomic) electrolyte layer. The charges then accumulate at the other electrode.
- Supercapacitors can achieve very large capacitance values (up to the Kilofarad range), but only have a low maximum voltage
~~PAGEBREAK~~ ~~CLEARFIX~~
{{elektrotechnik_1:kondensatorensmd.jpg}}{{elektrotechnik_1:kondensatorentht.jpg}}
In are shown different capacitors:
- The above two SMD capacitors
- On the left a $100~{ \rm µF}$ electrolytic capacitor
- On the right a $100~{ \rm nF}$ MLCC in the commonly used {{wp>Surface-mount_technology#Packages}} 0603 ($1.6~{ \rm mm}$ x $0.8~{ \rm mm}$)
- below different THT capacitors (__T__hrough __H__ole __T__echnology)
- A big electrolytic capacitor with $10~{ \rm mF}$ in blue, the positive terminal is marked with $+$
- In the second row is a Kerko with $33~{ \rm pF}$ and two Folkos with $1,5~{ \rm µF}$ each
- In the bottom row, you can see a trim capacitor with about $30~{ \rm pF}$ and a tantalum electrolytic capacitor and another electrolytic capacitor
Various conventions have been established for designating the capacitance value of a capacitor [[https://www.eit.edu.au/resources/different-types-of-capacitors/|various conventions]].
- There are polarized capacitors. With these, the installation direction and current flow must be observed, as otherwise, an explosion can occur.
- Depending on the application - and the required size, dielectric strength, and capacitance - different types of capacitors are used.
- The calculation of the capacitance is usually __not__ via $C = \varepsilon_0 \cdot \varepsilon_{ \rm r} \cdot {{A}\over{l}} $ . The capacitance value is given.
- The capacitance value often varies by more than $\pm 10~{ \rm \%}$. I.e., a calculation accurate to several decimal places is rarely necessary/possible.
- The charge current seems to be able to flow through the capacitor because the charges added to one side induce correspondingly opposite charges on the other side.
~~PAGEBREAK~~ ~~CLEARFIX~~
===== Common pitfalls =====
* **Mixing up geometry symbols.** Use $d$ (or $l$) strictly as **plate spacing** and $A$ as **active area** in $C=\varepsilon_0\varepsilon_{\rm r}\dfrac{A}{d}$. Check units to catch mistakes.
* **Forgetting the field relations.** $U=\int \vec{E}\cdot{\rm d}\vec{s}$ and $Q=\oint \vec{D}\cdot{\rm d}\vec{A}$; without them, layered-dielectric problems are guessed instead of solved.
* **Assuming conduction through the dielectric.** The apparent “current through a capacitor” is displacement-related; no charge carriers traverse the ideal dielectric.
* **Real-part issues.** Ignoring polarity of electrolytics and tolerance spreads ($\pm 10~\%$ and more) causes design errors; pick suitable component types.
===== Exercises =====
{{fa>pencil?32}}
A plate capacitor with a distance of $d = 2 ~{ \rm cm}$ between the plates and with air as dielectric ($\varepsilon_{ \rm r}=1$) gets charged up to $U = 5~{ \rm kV}$.
In between the plates, a thin metal foil with the area $A = 45~{ \rm cm^2}$ is introduced parallel to the plates.
Calculate the amount of the displaced charges in the thin metal foil.
* What is the strength of the electric field $E$ in the capacitor?
* Calculate the displacement flux density $D$
* How can the charge $Q$ be derived from $D$?
$Q = 10 ~{ \rm nC}$
{{fa>pencil?32}}
An ideal plate capacitor with a distance of $d_0 = 7 ~{ \rm mm}$ between the plates gets charged up to $U_0 = 190~{ \rm V}$ by an external source.
The source gets disconnected. After this, the distance between the plates gets enlarged to $d_1 = 7 ~{ \rm cm}$.
- What happens to the electric field and the voltage?
- How does the situation change (electric field/voltage), when the source is not disconnected?
* Consider the displacement flux through a surface around a plate
- $U_1 = 1.9~{ \rm kV}$, $E_1 = 27~{ \rm kV/m}$
- $U_1 = 190~{ \rm V}$, $E_1 = 2.7~{ \rm kV/m}$
{{fa>pencil?32}}
An ideal plate capacitor with a distance of $d_0 = 6 ~{ \rm mm}$ between the plates and with air as dielectric ($\varepsilon_0=1$) is charged to a voltage of $U_0 = 5~{ \rm kV}$.
The source remains connected to the capacitor. In the air gap between the plates, a glass plate with $d_{ \rm g} = 4 ~{ \rm mm}$ and $\varepsilon_{ \rm r} = 8$ is introduced parallel to the capacitor plates.
1. Calculate the partial voltages on the glas $U_{ \rm g}$ and on the air gap $U_{ \rm a}$.
#@HiddenBegin_HTML~1531T,Tipps~@#
* Build a formula for the sum of the voltages first
* How is the voltage related to the electric field of a capacitor?
#@HiddenEnd_HTML~1531T,Tipps~@#
#@HiddenBegin_HTML~1531P,Path~@#
The sum of the voltages across the glass and the air gap gives the total voltage $U_0$, and each individual voltage is given by the $E$-field in the individual material by $E = {{U}\over{d}}$:
\begin{align*}
U_0 &= U_{\rm g} + U_{\rm a} \\
&= E_{\rm g} \cdot d_{\rm g} + E_{\rm a} \cdot d_{\rm a}
\end{align*}
The displacement field $D$ must be continuous across the different materials since it is only based on the charge $Q$ on the plates.
\begin{align*}
D_{\rm g} &= D_{\rm a} \\
\varepsilon_0 \varepsilon_{\rm r, g} \cdot E_{\rm g} &= \varepsilon_0 \cdot E_{\rm a}
\end{align*}
Therefore, we can put $E_\rm a= \varepsilon_{\rm r, g} \cdot E_\rm g $ into the formula of the total voltage and rearrange to get $E_\rm g$:
\begin{align*}
U_0 &= E_{\rm g} \cdot d_{\rm g} + \varepsilon_{\rm r, g} \cdot E_{\rm g} \cdot d_{\rm a} \\
&= E_{\rm g} \cdot ( d_{\rm g} + \varepsilon_{\rm r, g} \cdot d_{\rm a}) \\
\rightarrow E_{\rm g} &= {{U_0}\over{d_{\rm g} + \varepsilon_{\rm r, g} \cdot d_{\rm a}}}
\end{align*}
Since we know that the distance of the air gap is $d_{\rm a} = d_0 - d_{\rm a}$ we can calculate:
\begin{align*}
E_{\rm g} &= {{5'000 ~\rm V}\over{0.004 ~{\rm m} + 8 \cdot 0.002 ~{\rm m}}} \\
&= 250 ~\rm{{kV}\over{m}}
\end{align*}
By this, the individual voltages can be calculated:
\begin{align*}
U_{ \rm g} &= E_{\rm g} \cdot d_\rm g &&= 250 ~\rm{{kV}\over{m}} \cdot 0.004~\rm m &= 1 ~{\rm kV}\\
U_{ \rm a} &= U_0 - U_{ \rm g} &&= 5 ~{\rm kV} - 1 ~{\rm kV} &= 4 ~{\rm kV}\\
\end{align*}
#@HiddenEnd_HTML~1531P,Path~@#
#@HiddenBegin_HTML~1531R,Results~@#
$U_{ \rm a} = 4~{ \rm kV}$, $U_{ \rm g} = 1 ~{ \rm kV}$
#@HiddenEnd_HTML~1531R,Results~@#
2. What would be the maximum allowed thickness of a glass plate, when the electric field in the air-gap shall not exceed $E_{ \rm max}=12~{ \rm kV/cm}$?
#@HiddenBegin_HTML~1532P,Path~@#
Again, we can start with the sum of the voltages across the glass and the air gap, such as the formula we got from the displacement field: $D = \varepsilon_0 \varepsilon_{\rm r, g} \cdot E_{\rm g} = \varepsilon_0 \cdot E_\rm a $. \\
Now we shall eliminate $E_\rm g$, since $E_\rm a$ is given in the question.
\begin{align*}
U_0 &= E_{\rm g} \cdot d_{\rm g} + E_{\rm a} \cdot d_{\rm a} \\
&= {{E_\rm a}\over{\varepsilon_{\rm r,g}}} \cdot d_{\rm g} + E_{\rm a} \cdot d_{\rm a} \\
\end{align*}
The distance $d_\rm a$ for the air is given by the overall distance $d_0$ and the distance for glass $d_\rm g$:
\begin{align*}
d_{\rm a} = d_0 - d_{\rm g}
\end{align*}
This results in:
\begin{align*}
U_0 &= {{E_{\rm a}}\over{\varepsilon_{\rm r,g}}} \cdot d_{\rm g} + E_{\rm a} \cdot (d_0 - d_{\rm g}) \\
{{U_0}\over{E_{\rm a} }} &= {{1}\over{\varepsilon_{\rm r,g}}} \cdot d_{\rm g} + d_0 - d_{\rm g} \\
&= d_{\rm g} \cdot ({{1}\over{\varepsilon_{\rm r,g}}} - 1) + d_0 \\
d_{\rm g} &= { { {{U_0}\over{E_{\rm a} }} - d_0 } \over { {{1}\over{\varepsilon_{\rm r,g}}} - 1 } } &= { { d_0 - {{U_0}\over{E_{\rm a} }} } \over { 1 - {{1}\over{\varepsilon_{\rm r,g}}} } }
\end{align*}
With the given values:
\begin{align*}
d_{\rm g} &= { { 0.006 {~\rm m} - {{5 {~\rm kV} }\over{ 12 {~\rm kV/cm}}} } \over { 1 - {{1}\over{8}} } } &= { {{8}\over{7}} } \left( { 0.006 - {{5 }\over{ 1200}} } \right) {~\rm m}
\end{align*}
#@HiddenEnd_HTML~1532P,Path~@#
#@HiddenBegin_HTML~1532R,Results~@#
$d_{ \rm g} = 2.10~{ \rm mm}$
#@HiddenEnd_HTML~1532R,Results~@#
{{fa>pencil?32}}
Two concentric spherical conducting plates set up a spherical capacitor.
The radius of the inner sphere is $r_{ \rm i} = 3~{ \rm mm}$, and the inner radius from the outer sphere is $r_{ \rm o} = 9~{ \rm mm}$.
- What is the capacity of this capacitor, given that air is used as a dielectric?
- What would be the limit value of the capacity when the inner radius of the outer sphere goes to infinity ($r_{ \rm o} \rightarrow \infty$)?
* What is the displacement flux density of the inner sphere?
* Out of this derive the strength of the electric field $E$
* What ist the general relationship between $U$ and $\vec{E}$? Derive from this the voltage between the spheres.
- $C = 0.5~{ \rm pF}$
- $C_{\infty} = 0.33~{ \rm pF}$
{{fa>pencil?32}}
{{youtube>NyRjHj2uy6k}}
===== Embedded resources =====
The background behind the dielectric constant $\varepsilon_{ \rm r} $ and the field is explained in the following video \\
{{youtube>rkntp3_cZl4}}
Electrolytic capacitors can explode! \\
{{youtube>sW0a9d_vWoc}}
~~PAGEBREAK~~ ~~CLEARFIX~~